Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
-class) จัดทําโดย สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย เผยแพรเม่ือวันท่ี 8 กรกฎาคม 2556 เพื่อรับฟงความคิดเห็นจากผูมีสวนเกี่ยวของ วันสุดทายของการใหความคิดเห็น 21 กรกฎาคม 56 ทานสามารถ
Entities Enforcement Class https://www.sec.or.th/EN/Pages/LawandRegulations/WealthAdivceforAll.aspx English (United States) WealthAdivceforAll Registered Persons Wealth Advice for All A Settlor of an
Commission No. KorNor. 8/2547 Re: Licensing Derivatives Business Operator in the Category of Derivatives Fund Manager dated 23 January 2004; (2) Notification of the Securities and Exchange Commission No
. KorNor. 8/2547 Re: Licensing Derivatives Business Operator in the Category of Derivatives Fund Manager dated 23 January 2004; (2) Notification of the Securities and Exchange Commission No. KorThor. 56/2547
investors, and are divided into two categories: Category A Investor Contact and Category B Investor Contact; (3) “Category A Investor Contact” means any investor contact who is also authorized to analyze
into two categories: Category A Investor Contact and Category B Investor Contact; (3) “Category A Investor Contact” means any investor contact who is also authorized to analyze value or suitability of
Limited’s (“TCC”), namely TCC’s shares and the warrants to purchase the newly ordinary shares of TCC class 3, class 4, and class 5 (“TCC-W3” “TCC-W4” and “TCC-W5” respectively) by placing trading orders or