, (2) insufficient evidence on the reasonableness of the management's decision to approve the deposit payment for the investment in the Native based Scene Advertising Digital Solution, and (3) the

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

the preparation of a national seminar titled “Human Rights: Driving Thai Listed Companies’ Competitiveness toward Sustainability”, based on the UNGPs. The seminar will be held on 31 May 2019 at 8.30

same rules as much as possible, and (4) re-definition of the term, “major shareholder” based on “the number of the voting shares” instead of “the number of the outstanding shares” to truly reflect the

asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber

that apply to REIT direct investment.However, based on consultation with the private sector, there are necessary reasons why REIT sometimes may not be able to invest indirectly by holding virtually

นานาชาติในหัวข้อ ?Fintech in Capital Market: New ecosystem for market based financing development & financial inclusion? ซึ่งผู้เข้าร่วมสัมมนาในครั้งนี้ประกอบด้วยหน่วยงานกำกับดูแลตลาดทุนจากประเทศต่าง ๆ ใน

ก.ล.ต. เปิดรับฟังความคิดเห็นแนวคิดการปรับปรุงข้อกำหนดเรื่องระบบงานและการให้บริการของผู้ประกอบธุรกิจหลักทรัพย์และธุรกิจสัญญาซื้อขายล่วงหน้า โดยเน้นกำหนดเป็นหลักการ (principle-based) มากขึ้น เพื่อให้

shareholders carefully study all details, seek clarfications on all related matters from the company?s management and make an informed decision based on complete and correct information before casting their vote

AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his