same rules as much as possible, and (4) re-definition of the term, “major shareholder” based on “the number of the voting shares” instead of “the number of the outstanding shares” to truly reflect the
asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
that apply to REIT direct investment.However, based on consultation with the private sector, there are necessary reasons why REIT sometimes may not be able to invest indirectly by holding virtually
นานาชาติในหัวข้อ ?Fintech in Capital Market: New ecosystem for market based financing development & financial inclusion? ซึ่งผู้เข้าร่วมสัมมนาในครั้งนี้ประกอบด้วยหน่วยงานกำกับดูแลตลาดทุนจากประเทศต่าง ๆ ใน
ก.ล.ต. เปิดรับฟังความคิดเห็นแนวคิดการปรับปรุงข้อกำหนดเรื่องระบบงานและการให้บริการของผู้ประกอบธุรกิจหลักทรัพย์และธุรกิจสัญญาซื้อขายล่วงหน้า โดยเน้นกำหนดเป็นหลักการ (principle-based) มากขึ้น เพื่อให้
shareholders carefully study all details, seek clarfications on all related matters from the company?s management and make an informed decision based on complete and correct information before casting their vote
AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his
to clarify assessment criteria within first half this year. ?The assessment will be conducted by CG experts based on publicly disclosed information including notice of shareholders? meeting and annual
shareholders? meeting has approved the exemption from making a tender offer based on sufficient and accurate information. This is because a whitewash exemption can affect the shareholders of a business as it
cancellation of a major construction project. Based on such inside information, he was able to avoid loss by selling 8,651,400 of TIES shares off the trading account of Ornsiree, his daughter during 19 May 2014