Committee has conducted a public hearing in this matter to seek comments from state officials, stakeholders of respective agencies, service users and the public. In this regard, SEC has drafted the SEC’s
compulsory for renewal of approval for investment consultants, investment planners, investment analysts, agricultural commodity trading management officials, fund managers and derivatives investment managers
The Securities and Exchange Commission (SEC) welcomed officials from the Administrative Court Office on the occasion of a study visit and a lecture entitled “Digital Technology Development and
market regulators and relevant agencies in Cambodia and Lao People’s Democratic Republic. On this occasion on 8 September 2021, Secretary-General Ruenvadee Suwanmongkol gave opening remarks while H.E. Mr
, exchange of views, and knowledge sharing on digital economy and financial innovations among capital market regulators from 13 Asian-Pacific jurisdictions and relevant local organizations including the
คุณภาพงานสอบบัญชีของบริษัทจดทะเบียน ในงานสัมมนาประจำปี ASEAN Audit Regulators Group (AARG)?s 5th Annual Audit Inspection Workshop ซึ่งจัดขึ้นในวันที่ 21-22 กุมภาพันธ์ 2560 ณ ประเทศมาเลเซียการกำหนดเป้าหมาย
participants from public and private sectors who will have opportunity to meet and discuss with senior executives of capital market regulators in the region.?Two panel discussions on November 30 will be a
, oversight functions related to the CRA, the employees responsible for interacting with the officials of the rated entity or the obligor (e.g., government regulators) regarding supervisory matters should be
appointed to the special case investigative team. The SEC has been coordinating and working closely with the inquiry officials, leading to the filing of a criminal complaint against a number of offenders for