only within the units or departments providing services under regulatory sandbox : (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4
units or departments providing services under regulatory sandbox: (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4) securities underwriting
regulatory sandbox : (1) derivatives brokerage business; (2) derivatives dealing business; (3) derivatives advisory service business; (4) derivatives fund management business. Clause 3 In the case where a
regulatory sandbox: (1) derivatives brokerage business; (2) derivatives dealing business; (3) derivatives advisory service business; (4) derivatives fund management business. Clause 3 In the case where a
securities business in the category of the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person
the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person who provide back office service
บริษทั ผูใ้ห้ค าแนะน า และบุคคล ผูมี้อ านาจในการจดัการของบริษทั ซ่ึงอยา่งนอ้ยตอ้งประกอบดว้ย หลกัปฏิบติัในการซ้ือขายหลกัทรัพยข์องผูใ้หค้ าแนะน า และบุคคล ผูมี้อ านาจในการจดัการของบริษทั (staff dealing