” means a derivatives business operator in the category of derivatives broker or derivatives dealer. Clause 3 This Notification shall apply to persons registered as a derivatives business operator whose
) Mr.Pairoj Wattanavarodom 1 0.001 4 0.001 5 0.001 Total 100,000 100.00 400,000 100.00 500,000 100.00 2 5) Objective For the condition according to apply for loans from the financial institution and to use as
service or derivatives advisory service; “ insurance ” means a professional indemnity insurance. Clause 3 This Notification shall not apply to the following intermediaries which are: (1) the following
or derivatives advisory service; “insurance” means a professional indemnity insurance. Clause 3 This Notification shall not apply to the following intermediaries which are: (1) the following financial
Commission under the Notification governing approval for auditor shall apply to a certified public accountant who is approved under Clause 2 mutatis mutandis . Clause 4. In case where any auditor under Clause
Commission under the Notification governing approval for auditor shall apply to a certified public accountant who is approved under Clause 2 mutatis mutandis. Clause 4. In case where any auditor under Clause 2
Establishment and Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following
Notification shall not apply to the mutual fund which the notification of the Capital Market Supervisory Board has specifically prescribed rules, conditions and procedures for liquidation of such mutual fund