September to 15 December of the year. This is to allow business operators more time to submit an application for renewal of the personnel approval until the day closest to the expiration date of approval

funds that will help increase liquidity and allow debt issuers affected by the COVID-19 pandemic to continue their business operation (bridge financing). This in turn will increase liquidity and

exclusively for green, social and sustainable securities, to allow global investors a convenient information access to such products and attract foreign investments to Thailand.Following the meeting, SEC

Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and

respond more accurately to the changing risk landscape. Audit regulatory body also needs to follow suit by closely monitoring the growing situations to allow for an adaptive regulatory mechanism that is

based on MoU signed in 2014, both the SECC and SEC Thailand agreed to have an additional Memorandum of Understanding (MOU) concerning the cross-border equity offering and issuance of DR which will allow

, conduct of business, and cease of doing business. The proposed will allow the over-the-counter center to provide exchange service or securities and digital token having substance like securities. In

Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently

served.Investors are strongly advised to be careful and not to allow investment consultants to make trading decisions for them. Compliance unit should be immediately informed if a trading account is used without the

Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and investment planning. This would allow