electronic work system of the Office. The Office shall notify the securities company of the result of consideration of the application within thirty days from the date in which the Office receives the

of consideration of the application within thirty days from the date in which the Office receives the documents and evidence in full from the securities company, except in the case where there is a

7,167 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24

within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and digital asset fund managers who have been operating such businesses since before 27 November 2020 and would

digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and

Q1 year 2023 within 15 May 2023 through the transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within MAY 15

The Securities and Exchange Commission (SEC), represented by Ms. Nopnuanparn Pavasant, Assistant Secretary-General, Ms. Cholthida Phakdeethai, Director of the Digital Asset Supervision Department

Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1 Objectives of the Supervision of Derivatives Clearing Houses Clause 2 A derivatives clearing and settlement system is a

collective investment scheme established in the ASEAN region that is approved and under supervision of the home regulator that is a signatory to the Memorandum of Understanding Concerning Cooperation and

to make argument or present the evidence. The alleged person shall be entitled to file an explanation with the authority within fifteen days from the date of notification. The provision under the first