the Securities and Exchange Act (No.4) B.E. 2551 specifies the duty of the Securities and Exchange Commission as the Capital Market Supervisory Board, the SEC hence sets out the requirements as follows

acquisition of assets worth lower than 15 percent pursuant to the Notifications on Acquisition or Disposition of Assets. Therefore, the Company is not required to comply with the requirements for execution of

e-service Online Submission See canceled document Securities Brokerage Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Securities Underwriter Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification

e-service Online Submission See canceled document Securities Dealer Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications

Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications

Statements & Auditor Approval (section 106) |- Public Disclosure (section 108) |- Reporting & Notification Requirements (section 109) |- Revocation of License (section 147) |- Service Outsourcing Guide for