for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg
account for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg
Ms. Bongkorn Chansakulporn Between August and September 2014, Ms. Bongkorn Chansakulporn colluded with Mr. Sorawit Chansakulporn controlling and using other securities trading accounts to buy Adamas
Mr. Sorawit Chansakulporn Between August and September 2014, Mr. Sorawit Chansakulporn colluded with Ms. Bongkorn Chansakulporn controlling and using other securities trading accounts to buy
safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
regard, the SEC advises investors currently using these platforms to take steps to secure their assets before the access restriction takes effect. The SEC advises the public and investors to be cautious
shares by using non-public information about SOLAR and Wuxi Suntech Power Co., Ltd. (SUNTECH) jointly won the bid for solar power plant project of Bangchak Petroleum PLC (BCP) in which SOLAR will be
: elements of crime will be revised to be more concise and comprehensible as well as extended to cover non-insider who traded securities by using inside information obtained from others;2) Dissemination of
addition, the SEC revoked his status as an approved capital market investment consultant for using client securities trading account to trade securities for himself; as well as will not consider his
Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line