fund management; “fund scheme” means a mutual fund investment scheme; “obligation” means the obligation between the unit holders and the management company; “selling agent” means a person who is assigned
foreign currencies are expanded to cover more investment products; units of foreign collective investment scheme, for instance.The consultation paper is available on www.sec.or.th. Stakeholders and
illegal or inappropriate business; (2) Allowing borrowing of up to 50 percent of the total asset value of the scheme (compared to 10 percent for property fund); (3) Imposing an investment limit of 50
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
products or [iii] selling capital market products by using regardless of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “ sale promotion ” means
. “advertisement” means an action which makes publicly known about information of [i] intermediary’s businesses or services, [ii] capital market products or [iii] selling capital market products by using regardless
. “advertisement” means an action which makes publicly known about information of [i] intermediary’s businesses or services, [ii] capital market products or [iii] selling capital market products by using regardless
of interest and other encumbrance. Where there is a disclosure of the investment portfolio, it should be disclosed to all investor equally; (3) Using of adequate and reliable information, documents or
risk, fees or expenses, conflict of interest and other encumbrance. Where there is a disclosure of the investment portfolio, it should be disclosed to all investor equally; (3) Using of adequate and
plants to produce electricity and/or steam using renewable and/or non renewable energy resources , for captive consumption and/or for wholesale; electric power transmission and distribution,” The Board of