amendment to regulations on capital adequacy of securities business operators to be more adequate and efficient, (4) the development of personnel in capital market businesses through competency training

of capital market. The SEC discussed this urgent matter with relevant parties, held training courses and seminars for auditors interested in applying for the approval as capital market auditors

listed companies for those people. In addition, amendment to the governing rules will add possession of accounting knowledge and passing of minimum training courses to the qualifications of financial

specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number Country of issue of Passport CPA license number Issued by Country Home address City State Postcode Country

also saw the handing over of the ACMF Chairmanship from the ACMF Chair of 2020, State Securities Commission of Vietnam, to the Autoriti Monetari Brunei Darussalam for the year 2021, with the Securities

investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities : One or a combination of the following activities: (1) Attending training courses or

approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a combination of the following activities: (1) Attending training

combination of the following activities: (1) Attending training courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full

securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth

Regulation – Developments and Challenges” ในงานสัมมนา State Securities Commission of Vietnam’s Symposium ภายใต้หัวข้อ Enhancing Market Resilience: Inter-Regional Regulatory Approaches เพื่อแลกเปลี่ยนมุมมอง