to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be
the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back
Exchange, and a director of Citic Resources Holdings Limited, a listed company in the Hong Kong Stock Exchange. Ms. Angie Yick Yee Li is currently an executive director of ASM. She graduated with a
under Clause 12(2) (a). An approved auditor under Paragraph 1 shall notify the change of audit firm that he/she works with via Form 61-3F provided on the website of the SEC Office within thirty days as
that he/she was just appointed as the lawyer and was attached to the court. Thus he/she would like to reconcile with the plaintiff first before the pleading. The court postponed the mediation to be on
giving reasons that he/she was just appointed as the lawyer and was attached to the court. Thus he/she would like to reconcile with the plaintiff first before the pleading. The court postponed the
. She graduated with a bachelor’s degree in administration and liberal arts from California at Berkeley, the USA. She received scholarship from Sir Edward Youde Memorial Fund Scholarship from Hong Kong
considered by the concerned agency that he or she has participated in causing damage or might be responsible for the damage occurring to the above mentioned company. Date of the incident