test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of
of 248.6 million baht, decreased 176.0 million baht or 70.8 percent. Performance for Q3/2019 was loss 2.3 million baht compared to Q3/2018 that was profitable 134.5 million baht, decreased 136.8
services to meet customer satisfaction. The development of the company as mentioned above, The Company has improved its performance and expected to be profitable in the near future. Please be informed
-profitable branches. The Group has shifted into delivery activity in this quarter. - Entertainment business earning decreased THB 7.98 million from THB 11.91 million compared to the same period of last year
had to be closed according to government policy. But the company was able to adjust to its profitable operating results this quarter details as follows: Management Discussion and Analysis Q2/2020 Page 3
tool for Thai investors. Other securities companies have followed KGI and launched their own DWs, however KGI has remained the market leader. DW issuing has been a consistently profitable business for
fake images of highly profitable accounts or even offer to help recover funds lost from previous investments, only to defraud you again. 2. Romance Scams In this scam, bad actors will create fake
of 2020 (“2Q20”) was THB 392.9 million, dropped 7% from the same quarter of previous year (“yoy”). The non-social security (“non-SW) revenue (not yet included revenue from COVID-19 test) decreased yoy
ที่จำเป็นก่อนตัดสินใจลงทุน รวมทั้งต้องจัดทำกระบวนการทำความรู้จักลูกค้า (Know Your Customer /Client Due Diligent) และให้ผู้ลงทุนทำแบบทดสอบความสามารถในการรับความเสี่ยง (Suitability Test) นอกจากนี้ ผู้ขาย
ลงทุน เป็นต้น 3.2 ไม่ทำ KYC/CDD หรือ suitability test ให้ครบถ้วนอย่างมีนัยสำคัญ หรือไม่ทำ KYC/CDD ในเชิงลึกให้ปรากฏผู้รับประโยชน์ที่แท้จริง ทั้งที่ทราบหรือมีเหตุสงสัยให้