suspended {A} from duty as an approved capital market investment consultant for a period of one year.In case of {B}, the SEC received a report from a securities company that she failed to record her two

she has already been suspended by Finansia Syrus Securities Plc. for six months, the banning of her application is thus remained nine months, starting from April 11, 2013.

violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital

Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended {A} from his duty as the approved securities investment consultant for a month and 10 days

sentence of imprisonment for 1 year and a fine of 100,000 Baht. As the defendant had no prior criminal record involving imprisonment, the Court suspended the execution of the imprisonment sentence for a

still going on and relevant rules and regulations are being https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2001.pdf ROSC_Thailand_web.pdf corporate governance reduces emerging market vulnerability

the topic, “Open Data Showcase” together with representatives from the DIGI Data Camp project at the International Open Data Day 2024. This event was organized by the Data Innovation and Governance

, “Preventing, Deterring and Suppressing Improper Behaviors of Listed Companies”. This event was part of the Strengthening Corporate Governance of Listed Companies Initiative, aimed at encouraging the boards

, transparency, and good governance, contributing to effective management and sustainable business growth. The event took place on 22 March 2024 at the Federation of Accounting Professions Building.In the

the capital market, taking into account its strengthening of good governance standards, decisive actions against market misconduct to safeguard investors, strong support for innovation and regulatory