complaint against former director and CEO of Zipmex for making false statements or concealing facts that should have been disclosed to the public,” released on 8 February 2024. https://www.sec.or.th/EN
committed an offense as https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8259 documentation.doc matters relative to independence confirmations, performance evaluations, results of monitoring, client
Hearings ( 34 ) Equity Prospectus ( 24 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 15 ) LegalHub ( 15 ) Finanacial Statements ( 12 ) Debenture Prospectus ( 10 ) Mutual Fund
( 60 ) Finanacial Statements ( 48 ) Form 59-1 / 59/2 ( 41 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 33 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9 ) Result of
notifications to enhance clarity, as well as to include additional responsibilities for debt issuers to align with the principles outlined in other notifications. For example, requiring financial statements be
postponement, or is in default, as the case may be; 2) To require the preparation of financial statements in accordance with the Thai Financial Reporting Standard for Publicly Accountable Entities (PAE) in
actions if the exchange violates laws, rules, regulations, or orders; (5) enhances the supervision of auditors who audit financial statements of securities exchange and over-the-counter center
Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities
Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand