Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of the Securities and Exchange Commission No
/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf (Translation) (Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the
/ActandRoyalEnactment/LawReform/SEA-summary.pdf (Translation) (Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of
Date (Newest) Date (Oldest) SEC Search ://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc Microsoft Word - enactment-specialjuristicperson1997-amended 061120 the SEC Office; (2
civil sanctions under Section 317/4 and Section 317/5 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016). The Civil Sanction
opinions that were aligned with the principles and the proposal. The SEC has therefore issued two notifications on the amended regulations related to the ICO of investment token, digital asset custodial
regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement.The SEC has therefore issued the amended notifications on the ETFs with the salient features as follows: 1. Allowing
with the principles and the draft regulations. The SEC has therefore issued a notification specifying the amended regulations with the key points as follows: 1. Requirements regarding the check and
The SEC’s amended regulations related to shelf filing of ICOs and the change to the limit and total amount of funds raised from retail investors aim to increase options and flexibility for ICO filing