through the capital market by making the private placement offering (PP-SME). SEC has also revised several regulations such as securities crowdfunding regulation and private placement regulation
sustainable efficiency in all aspects of market development.The plan involves several key implementations, including support for entry of wealth advisory service providers, optimum utilization of technologies
fundraisers. Currently, there are several companies interested in applying for an approval to operate a debt funding portal business. In addition, the SEC has amended the overall crowdfunding requirements
whereby juristic persons or groups of persons from several sectors who are involved in the capital market in material matters would be entitled to propose a list of suitable candidates for the SEC Board to
conducted by the SEC reveals that in the minutes of the Board of Directors’ Meeting, and information disclosed by EARTH, via the information disclosure system of the Stock Exchange of Thailand on several
accounts and to transfer investment money into those accounts several times in the amount totaling 23 million baht. However, Phisit did not open the accounts for clients but used such money for securities
four other co-principals, whom the SEC had filed complaints against, to manipulate the price and trading volume of UMI shares by trading such shares continuously in concealment through several trading
September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing
subsidiary (JJ) in the amount of B500 million, grants of the loans to several connected persons totaling B350.55 million, the B119.98 million purchase of additional JJ shares from Mr. Chakrapan Srikraivin, the
there were nothing related, (3) showing registered capital as high as 20,000 million baht. In addition, it was found that an executive holds several identification cards under various names and used those