Bangkok, October 28, 2014 ? The SEC revealed that the Settlement Committee imposed a total fine of 2,074,121.25 baht on Sermkirt Kangsathein, Wichian Ursiripant and Pratheep Wongkulnit for
Bangkok, November 26, 2014 - The SEC revealed that the Settlement Committee fined {A} {B} and {C}, as principal, along with two aiders and abettors, namely {D} and {E} for using inside information to
Bangkok, November 24, 2011 ? The Settlement Committee has imposed fines on Annop Limprasert and Kamthorn Prueksrisakorn for manipulating the share price of RS Plc. (RS) at the total amount of 1
purchase or sell such shares which resulted in the purchase or sale of UMI shares not consistent with the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC
of OSK Investment Bank Berhad, Malaysia (OSKIB) in purchasing shares of BSEC from BFIT with the offer price significantly higher than the market price, thus requiring OSKIB make a tender offer for
offerors failed to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as they did not deliver the offer document (“Form
failed to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as they did not deliver the offer document (“Form 247-4