Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including

Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide the work system including appropriate and sufficient personnel

(-Translation-) Ref. No. U.SET 030/2018 27 June 2018 Subject: Setting up of a new subsidiary To: The President The Stock Exchange of Thailand U City Public Company Limited (the “Company”) would like

(-Translation-) Ref. No. U.SET 035/2018 September 13, 2018 Subject: Setting up a new subsidiary To: The President The Stock Exchange of Thailand U City Public Company Limited (the “Company”) would

(-Translation-) Ref. No. U.SET 046/2018 18 December 2018 Subject: Setting up a new subsidiary To: The President The Stock Exchange of Thailand U City Public Company Limited (the “Company”) would like

administrative expenses resulting from setting up the doubtful accounts of THB 5.80 million. Please be informed accordingly, Yours sincerely, K.C. Metalsheet Public Company Limited (Mr.Niphon Charoenkit) CEO

) Clarifying the process where the Minister of Finance does not agree with the recommendation of the SEC Board regarding the application and setting out the process for informing the application result; (4

, particularly the duties of the boards of directors, which are primarily responsible for setting policies and directions for businesses that must safeguard shareholders' interests. The SEC’s roles include

time of the incident was a major shareholder with more than 50% ownership and served as an advisor to SVI, was responsible for setting business strategies and attended important meetings of SVI. He was a

(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency