the SEA, subject to the penalties under Section 296, Section 296/1 and Section 296/2 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the four
Bangkok, May 26, 2011 ? The Settlement Committee has imposed fines on two price manipulation cases involving the shares of ASCON and KC as follows: (1) Pattanapong Tanumathaya for manipulating the
Capital Market Supervisory Board No. TorKhor. 4/2551 Re: Rules for Undertaking Derivatives Business for Registered Derivatives Advisors _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546
Commission No. SorThor. 19/2552 Re: Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker _____________ By virtue of Section 14 and Section 19 of the Derivatives Act B.E
Office of the Securities and Exchange Commission No. SorThor. 19/2552 Re: Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker _____________ By virtue of Section 14
. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the
. 34/2553 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds (No. 2) By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and