States) OrganizationStructure ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart
ช่องสีฟ้า &1#&"Tahoma"&12&KC0C0C0SEC Classification : ใช้ภายใน (Internal) 2. ข้อมูลบริษัทที่เสนอขายหลักทร รายงานสรุปธุรกรรมการเสนอขายหลักทรัพย์ผ่านระบบคราวด์ฟันดิง (CFD-Portal) ลำดับ ชื่อบริษัท เลข
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
Bangkok, 14 March 2021 – The Securities and Exchange Commission (SEC) has appointed Ms. Naovarat Chantavanich as Assistant Secretary-General – Internal Excellence Division, in charge of the Finance
SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with
manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for
procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for preparing, approving, and supervising advertisements. In particular
for year 2019, capital increase by Rights Offering through issuing UREKA-W2, and investment on assets (Revision 3) 18/03/2020 20:37 Announcement of schedule AGM for the year 2020, omission of dividend
Fund) to ensure that investors receive sufficient information for making investment decisions. In addition, Thai ESG funds will be exempt from the application fee and the fund scheme revision fee
In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to