3. Mr. Steven or Steve Entwistle.- Mr. Steven or Steve Entwistle.- as Managing Director, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice

Mr. Cholnatee Sopak Mr. Cholnatee Sopak, at the time of the incident serving as Assistant Managing Director of the Bondholders’ Representative Division and the person responsible for overseeing the

), Section 16 and subject to sanctions under Section 125 respectively. The public prosecutor issued a prosecution order; however, the juristic person representative has evaded the arrest and has been pursued

Supervision Department.       

experiences on applying technology and innovation to promote the development and supervision of the capital market. This event marking the fifth consecutive SEC Digital Services seminar took place on 18 October

regulation of digital asset businesses to enhance effective supervision of digital assets. The event took place on 24 January 2025 in Chiangmai Province.

custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision

Pattanaporn, SEC Assistant Director of the Intermediaries Supervision Department (3rd left)2. Mrs. Charuphan Intararoong, SEC Assistant Secretary-General (4th left)3. Mr. Theppasu Bavornchotidara, AMLO

Pacific Award under the Regulation and Supervision Awards Programme 2025, organized by The Asian Banker. This recognition highlights the SEC’s outstanding efforts in enhancing transparency and integrity in

facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement