incurred from facts or demeanors under deliberation; (4) [i] rectification or other acts useful for clients , investors , company or shareholders as a whole, [or] money market or capital market as a whole
served; 19 (3) impact on or damage to clients, investors, company or shareholders as a whole, money market or capital market as a whole, or benefits incurred from facts or demeanors under deliberation; (4
or distributing to investor the following documents containing material facts no different from the draft filed with the SEC Office under the Notification of the Office of the Securities and Exchange
matters specified in this Notification to ensure practical implementation and to enable the Office to examine such implementation. Clause 5. In the case where the facts appear to the Office that any
where the facts appear to the Office that any management company has acted in violation or non-compliance with the rules prescribed by this Notification, the Office shall order such management company to
to examine such implementation. Clause 5. In the case where the facts appear to the Office that any management company has acted in violation or non-compliance with the rules prescribed by this
additional facts and the SEC Office has notified the derivatives business operator before the end of such thirty days period. Clause 4. The approval for appointment of an executive of a derivatives business
documents, except in case it is necessary to examine additional facts and the SEC Office has notified the derivatives business operator before the end of such thirty days period. Clause 4. The approval for
Office needs to consider additional facts, the SEC Office shall notify the derivatives business operator in writing by stating the grounds or period of time required for such consideration, as the case may