Determination of Fees for Registration Statement and Filing Other Applications (No. 24)
Determination of Fees for Filing, Registration and Other Applications (No. 29)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
or social development in Thailand. Previously, the SEC Office issued the Notification regarding Exemption of Fees for Filing the Registration Statement for the aforesaid three types of debt
protection. The SEC conducted a public hearing on the proposed principles and draft amendments to the relevant regulations in June 2024. Most respondents agreed with the proposal. The SEC has therefore issued
regulations, under which LiVEx-listed companies would be permitted to conduct PP offerings of newly issued shares and CDs. The key aspects of the proposal are summarized as follows: (1) LiVEx-listed
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 2)
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 3)
Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities