either in the form of documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and
were Bt6,7 expenses and b subsidies and a g expenses wer asing 33% QoQ. subsidies in pos was ‐2.7%, comp Net IC) was Bt6 ue to the IC rate Bt34mn in 1Q17 was Bt15,512m her depreciation gulatory fee
rental and utilities Baht 16.23 million, income from sales of assets Baht 31.55 million, government subsidies amount of Baht 12.96 million, revenue from sales of electricity plant design amount Baht 7.48
operations were also growing, recording 2.9% growth year-on-year. However, China operations decreased slightly by 8.4% due to the expiration of purchase tax incentives for combustion engine cars and subsidies
. Clause 19 A securities company shall keep records of the giving of advice and negotiation on securities investment with a client for at least one month from the date on which the giving of advice or
or a person licensed to undertake securities business in the category of securities dealing under foreign laws. 6 Clause 19 A securities company shall keep records of the giving of advice and
the SEC Office within seven days from the date on which such questionable conduct is found. Clause 16 A securities company shall keep records of giving of advice, accepting of trading orders, and
from the date on which such questionable conduct is found. Clause 16 A securities company shall keep records of giving of advice, accepting of trading orders, and negotiation on securities investment