which keeps records of securities 2 purchasing or selling transactions other than those recorded in a margin account; (4) “securities depository center” means a securities depository center under the law
period of the first quarter ended 31 March 2019, for your information and publication. In the first quarter of 2019, the Company and its subsidiaries recorded the net profit in the amount of 1,825.80
period of the first quarter ended 31 March 2020, for your information and publication. In the first quarter of 2020, the Company and its subsidiaries recorded the net profit in the amount of 1,343.99
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
custody without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the
Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information
percent of total ordinary shares sold (“Spring26”), and a company licensed to use the spectrum to provide digital terrestrial television services as a national business service type in a standard definition
Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
) business operator to verify the facts of the incident and report to the SEC without delay. Furthermore, the SEC has instructed the DA business operator to provide information and respond to the service users