. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
Office under the Notification of the Capital Market Supervisory Board concerning Establishment of Retail Funds and Mutual Funds for Accredited Investors and Execution of Agreement for Management of Private
inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and
. Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining Approval and Granting to Perform Trust Business ___________________________________ By virtue of
issued shares of THB 200,000,000 at par value of THB 1 per share and related matters. 4.2 The company needs to seek an approval from the Securities Exchanges Commission regarding the private placement at
. 4.2 The company needs to seek an approval from the Securities Exchanges Commission regarding the private placement at discount. http://www.setsmart.com)/ 4/6 4.3 The Company needs to register the
Office of the Securities and Exchange Commission No. SorChor. 29/2555 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct ___________________________________ With
private placement and the associated rules under the Notification of the Capital Market Supervisory Board Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities shall apply mutatis
Market Supervisory Board No. TorJor. 16/2552 Re: Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries By virtue of