Notification of the Capital Market Supervisory Board No. Tor Jor 28/2565 Re: Permission for Listed Companies to Offer Newly Issued Shares through Private Placement, dated 28 December 2022, which could result in
transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading
to the public without the necessity to request for permission from SEC, according to the meeting resolutions of SEC Board on 1 August and of the Capital Market Supervisory Board (CMSB) on 5
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
preparing documents to be submitted to The Securities and Exchange Commission (“SEC”) for permission to set up Trust. In addition, the Company’s Board of Directors has passed a resolution to approve the
hedge fund, to a foreign service provider who is legally permitted to operate investment management business for hedge funds (i.e., hedge fund manager/advisor) under the law of a foreign country wherein
service and managing office spaces to the Bank and subsidiaries of Kiatnakin Phatra Financial Group (“the Group”). Additionally, the Bank of Thailand has permitted the Bank in holding or having 100% of paid
regulations specified by SEC and that trustees are permitted to charge for expenses incurred in making copies of documents as required by the SEC. SEC has therefore drafted the rules and regulations on the
loss; otherwise clients are not permitted to withdraw the remained money from the account, causing damages in millions of baht to some investors. The companies then seem to disappear but in fact remain