approval or register from home regulator. “ASEAN country” means any ASEAN country which is both a member of the International Organization of Securities Commissions (IOSCO) and a signatory A to the
) business operator to verify the facts of the incident and report to the SEC without delay. Furthermore, the SEC has instructed the DA business operator to provide information and respond to the service users
operator] are under supervision of the home regulator that is a member of International Organization of Securities Commissions (IOSCO). (2) having the CIS operator [or ETF operator] that meets the criteria
สมาชิกของ WFE1 1.2 อีทีเอฟต่างประเทศและผู้รับผิดชอบดำเนินการของอีทีเอฟต่างประเทศ (ETF operator) ต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลต่างประเทศที่เป็นสมาชิกของ IOSCO2
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characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
) Evidence that foreign ETF and foreign ETF operator are subject to supervision of foreign regulator who is a member of the International Organization of Securities Commissions (IOSCO); (5) Certification that
) MISS THANOMNUAN BANGPHUENG Manager of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000155272 MR. SUPALERK SUPASIRIKONKUN Manager of
=10 1 - 10 of 40 results Sort by: Relevance Date (Newest) Date (Oldest) MRS. PRAWSANG THAMAPORN Authorized Director of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01