systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards accepted by the Anti-Money Laundering Office.As a result of the application rejection, Coin Asset
in the Civil Court for payment of the maximum civil penalty. As a result of the civil sanction, the three offenders, who are currently holding the position of director and executive of a listed company
related person, with a large amount of overdue payments and continuous losses. In case the debtor will not be able to repay the debt, profit shown on the applicant?s result of operation may turn to loss. It
also considered personnel in the capital market. As a result, his aforesaid misconduct has caused him to possess the prohibited characteristics of capital market personnel.* This deems him unfit to
( Translation ) Ref. No. HARN 011/2019 14 November 2019 Subject: Notification about Related Parties Transaction To: Director and Manager The Stock Exchange of Thailand (“the SET”) The committee of
reference. 10 Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph
reference. Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph 3
damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive