Exchange Commission No. SorThor. 2/2549 Re: Preparation and Keeping of Information Relating to Derivatives Trading _____________ By virtue of Clause 11, Clause 14 and Clause 24 of the Notification of the
to 6.2% in 3/2019 due to budgeting control https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201911/19104563.pdf Notification of the Office of the Securities and Exchange Commission Sor
) (Translation) ” means a contract whereby a person, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in
. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to execute foreign exchange transactions with financial institutions in https://www.sec.or.th/EN/Pages
Securities and Exchange Commission. Clause 3. Applicant for an approval to be a custodian under Clause 4 must be a financial institution in any of the following categories : (1) Commercial bank under the law
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission No. KorNor. 69
and Exchange Act B.E. 2535 (1992); Clause 11 This Notification is inapplicable to an appointment of person to be an investment consultant, investment planner or investment analyst in any of the
advertisement piece and relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange... https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10160 SEC amends
NMG current and former executives/directors for manipulating the company’s income statement financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET
Inquiry Official Dated 08/06/2021 Vongsarojana and (3) Mr. Teera Phoncharoensuk jointly failed to perform their duties with dishonest intent, committed dishonest converting RICH's property to himself or a