failed to inform a client of material information that was likely to affect investor's interests.Following the SCB report, the SEC probed into the case and found that a client wanted to sell investment
the price of main raw material which increased in accordance to the global market price. As a result, Thailand has the volume of exports of palm oil more than the same period of the last year. Although
appropriate for the above matter. At present, the Company has reached an agreement with TSEO and enters into share purchase agreement and share subscription agreement to dispose up to 40% shares of total paid
(Outbound). 2. Summary of material points in the Notifications (Enclosure 4) The Notifications specify that the regulations governing the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region
aforementioned transactions are in accordance to Notification of the Capital market Supervisory Board “ Rules on Entering onto Material Transactions Deemed as transaction relating to assets or services and the
purchase agreement, share subscription agreement and any other documents and to have the power to perform any acts which are necessary and appropriate for the above matter. The transaction size of the
Thailand (Inbound) and offering of Thai covered funds in Hong Kong (Outbound). 2. Summary of material points in the Notifications (Enclosure 4) The Notifications specify that the regulations governing the
enhance the quality standards of the applicants for SET and mai listing. For example, the regulations related to material transactions (MT) and related party transactions (RPT) to lay out the