anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a financial institution in order to engage in securities
financial institution in order to engage in securities transactions on behalf of its clients (omnibus accounts), securities company may merely conduct the KYC/CDD on the financial institution instead of the
the case where the derivatives broker will engage in a derivatives contract with a client as a counterparty, the derivatives broker shall inform the client of such position and obtain a written consent
accordance with the criteria prescribed and notified by the SEC Office; (5) in the case where the derivatives broker will engage in a derivatives contract with a client as a counterparty, the derivatives
Origin Property Public Company Limited (the “Company”) convened Board of Directors Meeting No. 12/2017 (the “Meeting”) on 1 November 2017. The Meeting has considered and approved the material matters as
Meeting has considered and approved the material matters as follows: 1. Asset Acquisition Transaction of the Company and its subsidiaries 1.1 Origin One Sukhumvit 24 (“One Sukhumvit 24”), a subsidiary of
Section 98 Securities and Exchange Act B.E. 2535 Section 98. No securities company shall: (1) reduce its capital without an approval from the SEC; (2) engage in any act which may mislead its
shares in other companies (Holding Company) which engage in the property business whereas the Company has agreed to accept the transfer of all assets and liabilities of UE as of the entire business