On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer

;             (2)  In the case of Mr. Pattarawut Thunyajaroen, it was found that he had falsified documents for the redemption of investment units, forged deposit account passbooks by use of the IDs of other bank

Unofficial Translation Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market

, by taking into account impact of such trading orders on overall market, before actually sending out such orders into SET's trading system. He should also oppose or warn his client not to send trading

Bangkok, June 20, 2012 ? The SEC Capital Market Supervisory Board resolved to amend regulations on the public offering of newly issued shares by public limited company that its major business is

persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the

out and paid to the unitholders at a price higher than the market price at the time. Chanyarat used the information above to buy UOB8TF units into her securities account during 20 August 2015 – 11

 {A} and {B} were deemed a failure to perform duties with responsibility and deliberation as a professional in contravention of the Notification of the Capital Market Supervisory Board*.The SEC has

Building Confidence in the Capital Market No. 139/2014 SEC notifies JAS to rectify 2013 and Q2/2014 financial statements Bangkok, September 25, 2014 – The SEC notified Jasmine International Plc. (JAS

criteria took into account various aspects, including AI Governance Structure, AI Strategy, AI Ethics Policy, AI Lifecycle Management, Stakeholder Engagement, and AI Capability Building within the