invest in securities in Thailand under the name of "Chartered Asset Management" and "Bowen Reece" without proper licenses granted, violating Section 90. The public prosecutor issued a

Mr. Pirom Priyawat Mr. Pirom Priyawat (now Mr. Sutha Priyawat) and Mr. Sonthaya Noicharoen, former directors and executives in charge of business operation and asset management of Eastern Wire Plc

Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

advisory and private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the financial report for the first half of the year 2015 together with an interim management discussion

report for the first half of the year 2015 together with an interim management discussion and analysis (MD&A) to the SEC and the SET within the specified period. The public prosecutor issued a

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the financial report for the first half of the year 2016 together with an interim management discussion

report for the first half of the year 2016 together with an interim management discussion and analysis (MD&A) to the SEC and the SET within the specified period. The public prosecutor issued a

interim management discussion and analysis for the year 2023 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his

audited financial statements for Q3/2020 and an interim management discussion and analysis (MD&A) for Q3/2020 within the period specified in the notification of the Capital Market Supervisory Board as a