Thisadoldilok acting Director, Research Department
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
จาก Lao Securities Commission Office (LSCO) Lao Securities Exchange (LSX) Japan International Cooperation Agency (JICA) Laos Office และ Nomura Research Institute (NRI) Thailand ในโครงการ “Study Visit on
related to back office function. Such keeping shall be readily available at any time for derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to
evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5- derivatives broker to examine or inspect promptly, and also for the Office and auditor of
- derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to examine as requested. Clause 11. In case where the Office sees appropriate, derivatives broker
readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine as requested. Clause 9. In compliance with
evidence of service provider. Such keeping shall be readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine
of Information Intend to Examine by the Securities Company Report/Form (Notification of Securities and Exchange Commission) Consent Form for Personal Information Disclosure Contact The Securities