), misappropriated PPPC's money to invest in and pay off debts of the companies over which he had full control for his own benefit, causing damage to PPPC's property, violating Section 307, 308 & 311

Mr. James  Gray Removal of the assets seized by the competent officers through execution of their duties in connection with "Antella Investment Inc.". SEC Act S.305 Criminal Complaint

Filed with an Inquiry Official Dated 05/06/2001

Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of

Mr. Ravi Pattiyawongse Between 2000 and 2001, Mr. Ravi Pattiyawongse with other alleged persons operated securities brokerage businesses, soliciting foreign clients to invest in securities, in

Bill Trade Co.,Ltd. Between 10 February and 23 April 2003, Bill Trade Co.,Ltd. with other alleged persons operated securities brokerage businesses, soliciting clients to invest in securities listed

Inquiry Official Dated 02/12/2003

clients to invest in securities in Thailand under the name of "Chartered Asset Management" and "Bowen Reece" without proper licenses granted, violating Section 90. The public prosecutor

invest in securities in Thailand under the name of "Chartered Asset Management" and "Bowen Reece" without proper licenses granted, violating Section 90. The public prosecutor issued a

case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004