-Wharton Papers on Financial Services. pp. 1-33 8. World Federation of Exchange. 2007. Retrieved from http://www.world-exchanges.org 9. ')'#+".)%#SO#", \C#T L#$ 3

examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally; - Consider the

. Arbitration (to be referred to other agencies); 7. Responses to inquiries (to be referred to other agencies); 8. Contracts (to be referred to other agencies). ✓ ✓ ✓ ✓ ✓ 1. Website for the Capital Market

- None - The Company is confirmed that all the information in this papers are correct complete and carefully making respectively which is most important concerned about the benefits of all the shareholders

information in this papers are correct complete and carefully making respectively which is most important concerned about the benefits of all the shareholders. It contains no misleading information which may

laundering offence under the Thai or foreign laws; (13) the client shows unusual curiosity by making inquiries on internal policies and procedures concerning reporting of suspicious transactions, which would

with the committing of predicate offence or money laundering offence under the Thai or foreign laws; (13) the client shows unusual curiosity by making inquiries on internal policies and procedures

inquiries on internal policies and procedures concerning reporting of suspicious transactions, which would indicate an attempt to avoid transactions being detected or reported, or the client requests the

articles or research papers previously prepared and disseminated; (4) an article or research paper which contains a statement indicating the interest, whether directly or indirectly, of the person preparing

whose content does not emphasize or focus specifically on the underwritten securities or other related securities, compared to other general articles or research papers previously prepared and