Head of Compliance
were Mr. Colin Chen, Head of ESG Finance, Asia Pacific at Mitsubishi UFJ Financial Group (MUFG), and Mr. LAU Yat Fei, Head of Sustainability Strategy, Economics and Strategic Planning Department at
Financial Group (MUFG) และ Mr. LAU Yat Fei, Head of Sustainability Strategy, Economics and Strategic Planning Department, Bank of China (Hong Kong) ที่ร่วมแลกเปลี่ยนประสบการณ์ในการจัดทำ transition plan
การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance
Our Policies Strategic Plan Annual Report Stakeholders in the Capital Market The Foundation of the SEC Toward International Excellence International Relations Contact Us Complaint/Whistleblower Holiday
คุณสมบัติของผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (head of compliance) (ทลธ. 36/2560)
in the capital market. Under the draft regulation, business operators in the capital market will be required to set up independent compliance unit with sufficient personnel while head of compliance
Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator