additional information for further investigation and legal action. Please be informed that filing a criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will
amendments, the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration of further actions.The filing of a criminal complaint is just the commencement of the criminal proceedings
On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer
correlated timing with high volumes to control the market price of SLC shares to mislead general public and induced them to trade in SLC shares. The nine accounts then were able to gradually offloaded their
in big volumes. Such trading manipulation took place during 10-27 September 2013, causing YCI price and trading volume to be inconsistent with the normal market condition. The wrongdoing was assisted
of listed company, and possess prohibited characteristics as director or executive of listed company or personnel in the capital market throughout the period when he is still subject to the criminal
company or personnel in the capital market throughout the period when he is still subject to the criminal complaint.In any case, filing a criminal complaint commences the criminal justice administration
Public Company Limited (KKP) in late 2012 to his related persons at a price significantly lower than the market price, which consequently caused damage to RAM primarily worth more than 300 million baht. He
investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from
แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ (แบบ filing) และแบบสรุปข้อมูลสำคัญของตราสาร (แบบ factsheet) ให้สอดคล้องกับการปรับปรุงหลักการตาม (1) และ (2) ทั้งนี้ ก.ล.ต. ได้เผยแพร่