reference. Notification of the Securities and Exchange Commission No. Kor Thor. 19/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
property to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308
to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308 310
indicating that {A} sent trading orders and afterwards informed his client's authorized person. Such authorized person did not reject the transactions. From the record, in addition, {A} specified details of
permits by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of
, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have
: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have paid-up registered capital of not less than one hundred million baht. The person
Electronic System in accordance with the Standard Procedures through Company Account which we have received from the SEC Office, and when the authorized person(s) of the company has affixed an electronic