: Determination of Undertaking which is not Deemed to be A Derivatives Dealer 08/10/2004 20/10/2004 4. Notification of Capital Market Supervisory Board 45/2552 03/08/2009 01/09/2009 5. Notification of the
/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E
Rehabilitation Listed Company, required to offer and sell newly issued securities by the Rehabilitation Plan, an exemption from submitting an application for approval to the SEC on the condition that the Company
. 2546 16 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives
Commission 7/2560 16/02/2017 01/03/2017 5. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008
to be Fund Manager ______________________ Clause 6. Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be
the Office of the Securities and Exchange Commission concerning determination of fees for filing, registration and other applications. Clause 12. The renewal for approval to be listed in the register of