the issuance of measures to strengthen know-your-customer and customer due diligence (KYC/CDD) standards for capital market business operators, aimed at preventing and suppressing financial crimes. The
Discussion and Analysis for 1st quarter ended as of March 31, 2015 (SEC to edit) (Revision) Attention: President The Stock Exchange of Thailand AI Energy Public Company Limited (AIE) would like to submit the
: - have robust checks and balances mechanisms in place in every critical business system; - have effective business continuity management and plans; - have a customer onboarding and Know Your Customer
misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile
. Revenue from services 796.8 874.4 -8.9% 2.1 Fully Outsourced Contact Center Management Service 540.4 647.0 -16.5% 2.2 Outsourced Contact Center Facility 54.0 86.6 -37.6% 2.3 Outsourced Customer Service
opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy
participating in the SET’s JUMP+ Program and having obtained a CGR score of 90 or higher, or an equivalent rating, are designated as sustainability securities eligible for investment by Thai ESG. The revision is
in the category of derivatives fund manager; “Customer” means any person who authorizes the derivatives fund manager to provide the services of derivatives fund management for them; “Investment manager
derivatives fund manager; “Customer” means any person who authorizes the derivatives fund manager to provide the services of derivatives fund management for them; “Investment manager” means any person who is
category of derivatives fund manager; “Customer” means any person who authorizes the derivatives fund manager to provide the services of derivatives fund management for them; “Investment manager” means any