during 28 -29 August 2023. His actions created a misleading impression for the public regarding the prices or trading volumes of the securities. Additionally, these cases involved placing securities
,” created by CFA Institute. The Thai translation is available for download at https://www.sec.or.th/TH/Pages/LawandRegulations/HandbooksGuidelines-ESG.aspx ______________________
network in order to achieve the Initiative objectives together in a tangible way. In this regard, different projects will be created to support one another in terms of business operation and responsible
roles and expanding cooperative network in order to achieve the Initiative objectives together in a tangible way. In this regard, different projects will be created to support one another in terms of
the definition to be Crypto Assets** that are created using cryptography method in a decentralized ledger network (Distributed Ledger Technology – DLTs) or similar technology instead of being defined
1. Basic info แบบรายงานผลการตรวจสอบด้านเทคโนโลยีสารสนเทศและ แผนการปรับปรุงแก้ไขข้อบกพร่อง ("แบบรายงานผล IT audit") Version: 1/2566 Confidential ภายใต้ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และ
addition, the economic slowdown in 2019 created a price war competition in this industry. For this quarter, the outbreak of COVID-19 since middle of March 2020 caused a direct impact toward customers
all customers equally. (3) Keep confidential information of the customer and refrain from disclosing customer’s profile, derivatives trading information or financial information to other persons except