one of Chartered Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for
Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for obtaining an approval to
Assessment Program (“FSAP”) โดยจะก าหนดใหส้ถาบนัจดัอนัดบัความน่าเช่ือถือ (credit rating agency : “CRA”) ตอ้งปฏิบติัใหเ้ป็นไปตาม IOSCO standard ส านกังานไดรั้บฟังความ คิดเห็นและขอ้เสนอแนะเก่ียวกบัการปรับปรุงหล
าหน้าที่ได้ โดยไม่จ าเป็นต้องทดสอบผ่านทุกประเภทตราสารตามแบบเดิม อันจะ ท าให้เพิ่มจ านวนผู้แนะน าการลงทุนในตลาดทุนมากขึ้น 2.5 การอบรมเพื่อต่ออายุการให้ความเห็นชอบ (refresher course) (เอกสารแนบ 3
. This debtor has been sued for 3 times based on different sources of obligation as described below. 1.3.1 Case 1: Filing a lawsuit based on a Program Co-production Contract towards the Civil Court. The
notice of the shareholders’ meeting which contains the information at least as specified by the Notifications on Acquisition or Disposal of Assets, together with the opinion of the independent financial
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
and purchases were in line with the normal course of business operation. Concurrently, the SEC instructed the company to amend the annual financial statements for the year 2015 and the interim financial
due course.