abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments
a statement of consent to the civil sanction and fully complied therewith, as follows: (1) Pinit paid a civil penalty of 880,312.50 baht and a compensation of 704,250 baht for the received benefit
Act B.E. 2546 (2003) , the SEC Office hereby issues this Notification with details as follows: Clause 1 The following Notifications shall be repealed: (1) Notification of the Securities and Exchange
B.E. 2546 (2003), the SEC Office hereby issues this Notification with details as follows: Clause 1 The following Notifications shall be repealed: (1) Notification of the Securities and Exchange
or, where the issuer is a holding company, of the group in accordance with the following paragraph a. If the date of submission of the registration statement is later than five months but equal or not
, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992-AMENDED.PDF
consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992-AMENDED.PDF (Translation) Securities and Exchange
civil sanctions in (b), as imposed by the CSC, will commence when the offenders sign a letter of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of
), as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of director or