to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
consultant and client in case of disputes or complaints as well as prevent problems resulted from such trading orders, thereby enhancing market confidence as a whole."
to international standards and helps enhance transparency and investor confidence in financial reports and disclosures in the Thai capital market. In strengthening audit quality, the SEC revised
accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of
market confidence as a whole. The SEC and the ASCO have also agreed to revise the 2007 version of KYC/CDD and credit line review guidelines to be more appropriate and in line with current circumstances. In
capitalization. This collaboration will enhance confidence in the quality of financial statements of listed firms in the Thai capital market, hence, boost market competitiveness and attract worldwide investors
ensure that mutual funds? NAV does reflect the fair value of mutual fund?s investment and to strengthen investor confidence over investment in mutual funds, the NAV calculation needs be adjusted to cope
imposed fines on the aiders. (Details in the SEC News Release No.79/2010 and 91/2010). ?Share price manipulation is unfair trading. It damages confidence of investors and all stakeholders in the capital
Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory
notification issued thereunder, which may affect the confidence in securities, derivatives or trust business in general, or cause damage to its reputation, position, business operation or its client; or (5) has