/2022 Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (“Upbit”), a digital asset exchange and a digital asset broker, prepared and submitted the inaccurate audited http
(2008) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require
) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require prior approval from
as securities broker, the securities company shall establish methods and procedures for considering an application for account opening and entering into an agreement with a client in writing . There
a securities company as securities broker, the securities company shall establish methods and procedures for considering an application for account opening and entering into an agreement with a client
service or back office service; “Securities company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535
company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535 (1992); “Commercial Bank” means commercial