SEC has suspended approval of two AEC executives, namely Thada Chanprasit and Pisit Patumban, as capital market personnel for six months each starting from 29 December 2015 on the ground of being
of offences regarding deceitful, fraudulent or dishonest management of assets; or (5) being taken action and unable to perform the duties as personnel in the capital markets industry in the following
246004092006-1 QTC Mrs. Pornpinyo Ngamsantikul Acquisition Stock 0.0004 12.4599 12.4604 07/04/2020 0.0004 12.4599 12.4604 246003362004-1 QTC CAPITAL ASIA INVESTMENTS PTE LTD Disposition Stock 6.8562 6.8562 0
13/02/2020 5.8926 0.9036 4.989 246002552002-1 HUMAN CAPITAL RESEARCH AND MANAGEMENT COMPANY Disposition Stock 5.892 5.892 0 09/12/2019 5.892 5.892 0 246001961912-1 HUMAN BTS GROUP HOLDINGS PUBLIC
this Notification: “REIT” means a real estate investment trust pursuant to the Notification of the Capital Market Supervisory Board concerning the Issuance and Offer for Sale regarding Units of Real
still going on and relevant rules and regulations are being https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2001.pdf ROSC_Thailand_web.pdf corporate governance reduces emerging market vulnerability
The SEC has initiated an issuance of a notification stipulating rules, conditions and procedures for collecting, disposing, and distributing REIT assets, based upon the Notification of the Capital
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
capital of 5 million baht, requiring to have proper management structure and adequate personnel for business operations. ICO portals must be well-prepared to due diligence ICO issuers, assess business