business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
”) Type of fixed asset 1 set of cable modem termination system machine, Signal analyzer machine, RF analyzer machine, industrial router machine, and 3 sets of function test equipments. Averaged 5 years of
for managing the Risk function for the Company, including being responsible for and approving all risk matters and will also be a member of the Risk Management Committee and all its sub-committees as
Sodthibhapkul is an Authorized Director of the Company. 2. General characteristics of the transaction The Executive Director will be responsible for managing the Risk function for the Company, including being
จดัใหมี้สายงานบริหาร ความเสียง (risk management function) เป็นตน้ นอกจากนี แมว้า่หลกัเกณฑใ์นปัจจุบนัจะมีการกาํหนด หลกัเกณฑเ์กียวกบัการกาํกบัดูแลดา้นต่าง ๆ ไวแ้ลว้ อาทิ คุณภาพของกระบวนการจดัอนัดบัควา
line with the corporate budget plan and the corporate strategic plan; (3) allocation of sufficient human resources for the information technology function, for example, arrangement or development of
be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back